Browsing Tag
FINRA
3 posts
tZero becomes 2nd FINRA-approved broker-dealer for digital securities
The company is following the steps of Prometheum, which now treats four cryptocurrencies as securities.
US lawmakers demand SEC-FINRA records on Prometheum ETH custody
Prometheum’s willingness to play along with the SEC’s ambitions for crypto regulation has stirred disapproval in many quarters.
FINRA says majority of crypto communications violate investor protection guidelines
Nearly 70% of crypto communications violated FINRA’s guidelines, a recent survey says. The American Financial Industry Regulatory Authority…
